Hon. Arun Subramanian — Individual Rules of Practice
S.D.N.Y.
Courtroom: 15A
What Arun Subramanian's rules say, in the court's own words
Every answer below is copied exactly from the court's published page for this part. Nothing is paraphrased or inferred.
Which courtroom hears this part?
15A
“500 Pearl Street, Courtroom 15A”
Full published rules for individual rules of practice
INDIVIDUAL PRACTICES IN CIVIL CASES
Arun Subramanian, United States District Judge
Chambers
United States District Court
Southern District of New York
500 Pearl Street, Courtroom 15A
New York, NY 10007
SubramanianNYSDChambers@nysd.uscourts.gov
Unless otherwise ordered by the Court, these Individual Practices apply to all civil matters
before Judge Subramanian except for civil pro se cases (see Individual Practices in Civil Pro
Se Cases).
1. Civility in All Proceedings
Parties must act with the highest degree of professionalism and courtesy in their
dealings with other parties, the Court and Court staff, and anyone else involved in
the litigation. Abusive conduct of any kind will not be tolerated and should
promptly be brought to the Court’s attention. For the avoidance of doubt, this
provision applies to discovery communications and conduct in depositions.
2. Guidelines for All Submissions
A. Designation of Lead Trial Counsel. At the outset of each case, or upon
reassignment of a matter to this Court, each party must identify to the Court one
individual who shall serve as Lead Trial Counsel for that party. This designation
must be provided to the Court in the party’s first submission (including in
reassigned cases). The designation of Lead Trial Counsel cannot be changed absent
prior approval by the Court. As specified below, Lead Trial Counsel is required to
personally attend all conferences before the Court and to be personally involved in
discovery disputes before they are brought to the Court.
B. Amended or Corrected Filings. Any amended or corrected filing (including but
not limited to amended pleadings) shall be filed with a redline showing all
differences between the original and revised filing. Any motion to amend a pleading
shall similarly be filed with a redline showing all differences between the operative
pleading and the proposed amended pleading.
C. No Courtesy Copies. Unless the Court orders otherwise, parties should not submit
courtesy copies of any submissions.
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3. Communications with Chambers
A. Letters. Except as otherwise provided below, communications with the Court
should be by letter, filed electronically on ECF. Letters seeking relief should be
filed on ECF as letter-motions in accordance with Paragraph 8(A) below, not as
ordinary letters. Unless otherwise ordered by the Court, letters may not exceed three
pages in length.
B. Telephone Calls. Telephone calls to Chambers are permitted solely in emergency
situations where a letter or letter-motion is not feasible, or as specifically authorized
in Paragraph 6(B) (Conduct in Depositions). In such situations, counsel for all
parties must join the call. Technical questions pertaining to ECF filings should be
directed to the ECF Help Desk at helpdesk@nysd.uscourts.gov or (212) 805-0800.
C. Faxes. Faxes are not permitted except with prior approval of Chambers.
D. Hand Deliveries. Hand-delivered mail should be left with the Court Security
Officers at the Worth Street entrance of the Daniel Patrick Moynihan United States
District Courthouse at 500 Pearl Street, New York, NY 10007, and may not be
brought directly to Chambers. If the hand-delivered letter is urgent and requires the
Court’s immediate attention, ask the Court Security Officers to notify Chambers
that an urgent package has arrived that needs to be retrieved by Chambers staff
immediately.
E. Requests for Adjournments or Extensions of Time. All requests for
adjournments or extensions of time must be made in writing and filed on ECF as
letter-motions, not as ordinary letters, proposed stipulations, or proposed orders.
The letter-motion must state: (1) the original date(s); (2) the number of previous
requests for adjournment or extension; (3) whether these previous requests were
granted or denied; (4) the reasons for the requested extension; (5) whether the
adversary consents and, if not, the reasons given by the adversary for refusing to
consent; and (6) the date of the parties’ next scheduled appearance before the Court
as well as any other existing deadlines. If the extension will affect any other
deadlines in the case, the party seeking the extension should propose amendments
to those deadlines as well. Requests for extensions of deadlines regarding a matter
that has been referred to a Magistrate Judge shall be addressed to that assigned
Magistrate Judge.
Any request for extension or adjournment shall be made at least two business days
prior to the deadline or scheduled appearance. Requests for extensions will
ordinarily be denied if made after this deadline.
F. Related and Consolidated Cases. After an action has been accepted as related to
a prior filing, all future court papers and correspondence must contain the docket
number of the new filing as well as the docket number of the case to which it is
related (e.g., 12-CV-1234 [rel. 11-CV-4321]). After two or more actions have been
consolidated for all purposes under a single docket number pursuant to Rule
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42(a)(2) of the Federal Rules of Civil Procedure, all future court papers and
correspondence should be filed only in the docket under which the cases have been
consolidated and should reference only that docket number.
G. ECF. In accordance with the Electronic Case Filing Rules and Instructions, counsel
are required to register promptly as ECF filers and to enter an appearance in the
case. Counsel are responsible for updating their contact information on ECF, should
it change, and they are responsible for checking the docket sheet regularly,
regardless of whether they receive an ECF notification of case activity. For
assistance with updating contact information, please contact the ECF Help Desk at
helpdesk@nysd.uscourts.gov or (212) 805-0800; do not file a letter-motion
advising the Court of the change.
4. Conferences
A. In-Person Conferences. Unless otherwise ordered by the Court, all in-person
conferences will be held in Courtroom 15A, 500 Pearl Street, New York, NY
10007.
B. Teleconferences. The following procedures shall apply to all teleconferences with
the Court:
i. At least 24 hours before a scheduled teleconference, the parties must jointly
email to the Court a list of counsel who may speak during the
teleconference. No more than one individual should be designated to speak
on behalf of each party. The email should also provide the telephone
numbers from which counsel expect to join the call.
ii. Counsel should use a landline whenever possible, should not use a
speakerphone, and must mute themselves whenever they are not speaking
to eliminate background noise.
iii. To facilitate orderly teleconferences and the creation of an accurate
transcript where a teleconference is held on the record, counsel are required
to identify themselves every time they speak. Counsel should spell any
proper names for the court reporter and take special care not to interrupt or
speak over one another.
iv. Broadcasting or recording of any court conference is prohibited by law.
C. Attendance by Lead Trial Counsel and Principal Decision-Makers. Lead Trial
Counsel must appear at all conferences with the Court, must have authority to bind
the party they represent consistent with the proceeding (for example, by agreeing
to a discovery or briefing schedule), and should be prepared to address any matters
likely to arise at the proceeding. Any attorney appearing before the Court must enter
a notice of appearance on ECF. Principal decision-makers must attend the final
pretrial conference and the trial.
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D. Initial Case Management Conference. In most cases, the Court will schedule a
Federal Rule of Civil Procedure 16(c) conference to occur no more than three
months after the filing of the complaint or notice of removal. Plaintiff’s counsel (or,
in a matter removed from state court, defense counsel) is directed to promptly notify
all counsel of the Notice of Initial Pretrial Conference. In most cases, the Notice
will direct the parties to submit on ECF a joint letter as well as a proposed Civil
Case Management Plan and Scheduling Order attached as an exhibit to the joint
letter, no later than Thursday of the week prior to the conference date. This must be
filed on ECF as a letter motion- not a standard letter. The parties shall use the form
Proposed Case Management Plan and Scheduling Order available at the Court’s
website.
The Court will set a schedule for the case at the initial case management conference.
In most cases, the Court will give the parties four months (from the date of the
conference) to complete all discovery, set a deadline for the filing of any motions
for summary judgment, and set a date on which trial will commence.
E. Rule 26(f) Obligations. The parties should fulfill their obligations to confer as
required by Federal Rule of Civil Procedure 26(f) as soon as practicable after
service of the complaint. Any party’s failure to promptly confer should be brought
to the Court’s attention pursuant to the procedures in Paragraph 5 of these
Individual Practices.
5. Discovery Disputes
A. Parties must follow Local Civil Rule 37.2 with the following modifications. Special
rules regarding disputes raised during depositions are addressed in Paragraph 6.
B. Any party wishing to raise a discovery dispute with the Court must first confer in
good faith with the opposing party—in person, by videoconference, or by
telephone—to resolve the dispute. This process must include at least one
conference among Lead Trial Counsel for the parties involved in the dispute.
C. Where a party raises a discovery dispute with the opposing party, the opposing
party must make itself available to confer in good faith to resolve the dispute within
two business days of a request for a conference. If a party requests a Lead Trial
Counsel conference, Lead Trial Counsel for the opposing party must make
themselves available within two business days.
D. If the meet-and-confer process does not resolve the dispute within 10 business days
of the dispute first being raised (or sooner, if an impasse has been reached), the
party seeking discovery may file on ECF a letter-motion, no longer than three
pages, explaining the nature of the dispute and, if applicable, why the party is
entitled to relief and requesting an informal conference. Any letter-motion seeking
relief must state: (1) the dates and times of each conference conducted pursuant to
Paragraph 5(B)–(C); (2) the duration of these conferences; (3) the names of the
attorneys who participated; and (4) that the moving party informed the adversary
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during the last conference that the moving party believed the parties to be at an
impasse and that the moving party would be requesting a conference with the Court.
The letter-motion must specifically state that the required Lead Trial Counsel
conference occurred.
E. Any opposition to a letter-motion seeking relief shall be filed as a letter, not to
exceed three pages, within two business days. Counsel should be prepared to
discuss with the Court the matters raised by such letters, as the Court will seek to
resolve discovery disputes quickly, by order (based on the letters alone) or in a
conference.
F. Counsel should seek relief in accordance with these procedures in a timely fashion.
If a party waits until near the close of discovery to raise an issue that could have
been raised earlier, the party is unlikely to be granted the relief that it seeks or more
time for discovery.
G. Privilege Logs and Privilege Log Disputes. Privilege logs should be sufficiently
detailed to enable the receiving party to evaluate a claim of privilege, including
identification of attorneys involved in the relevant documents or communications.
Privilege logs must be promptly produced and updated on a rolling basis as
documents are produced. Each log and update must include a certification from
counsel that counsel has reviewed the withheld or redacted documents, and that
there is a good-faith basis to assert privilege over those documents. Disputes related
to privilege logs are subject to the rules governing discovery disputes specified in
Paragraph 5. The Court may on its own initiative order in camera production to the
Court of unredacted documents from the producing party’s log where a dispute is
raised.
6. Conduct in Depositions
A. All objections during a deposition must be “stated concisely in a nonargumentative
and nonsuggestive manner.” Fed. R. Civ. P. 30(c)(2). Witness coaching or
disruptive commentary of any kind during questioning is prohibited. Objections to
the form of a question (e.g., argumentative, asked and answered, calls for a narrative
response, calls for a legal conclusion, compound, vague, ambiguous, calls for
speculation) should be limited to “objection form.” If the examining attorney is
unclear as to the nature of the form objection, they may seek further clarification
from the objecting attorney.
B. If a dispute arises during a deposition, and the letter-motion procedures in
Paragraph 5 are not feasible to address it, the parties may email Chambers to raise
the dispute with the Court during the deposition. If a party wishes to engage the
Court in this manner, all parties in attendance at the deposition must make
themselves available and email the Court jointly.
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7. Participation by Junior Attorneys
A. The Court encourages the participation of less-experienced attorneys in all
proceedings—including pretrial conferences, hearings on discovery disputes, oral
arguments, and examinations of witnesses at trial—particularly where that attorney
played a substantial role in drafting the underlying filing or in preparing the relevant
witness. The Court may be inclined to grant a request for oral argument, or a request
for more than one attorney to speak on behalf of a party in a conference, where
doing so would afford the opportunity for a junior attorney to gain experience.
8. Motions
A. Letter-Motions. When permitted by the S.D.N.Y. Local Rules and the S.D.N.Y.
Electronic Case Filing Rules and Instructions, letters seeking relief should be filed
on ECF as letter-motions, not as ordinary letters.
B. Pre-Motion Conferences in Civil Cases. Pre-motion conferences are not required,
except for disputes concerning discovery, which are governed by Paragraph 5
above.
C. Memoranda of Law. Please reference Local Civil Rule 7.1(c) for all requirements.
Sur-reply memoranda will not be accepted without prior permission of the Court.
All appendices to memoranda of law must be indexed. The Court will rarely grant
requests, even on consent of all parties, to expand these page limits.
D. Unpublished Cases. If a party cites to a case not available in an official reporter, it
need not provide copies of the case to Chambers if the case is available on Westlaw
or Lexis. For cases only available on Westlaw or Lexis, the Westlaw citation should
be used whenever possible.
E. Oral Argument on Motions. A party may request oral argument by indicating
“ORAL ARGUMENT REQUESTED” on the cover page of its memorandum of
law. A party should advise the Court by letter if oral argument would be handled
by a less-experienced attorney because, as discussed in Paragraph 7 above, that may
make the Court more inclined to hold oral argument. If oral argument is requested,
the Court will determine whether argument will be heard and, if so, advise counsel
of the argument date.
F. Use of ChatGPT and Other Tools. Counsel is responsible for providing the Court
with complete and accurate representations of the record, the procedural history of
the case, and any cited legal authorities. Use of ChatGPT or other such tools is not
prohibited, but counsel must at all times personally confirm for themselves the
accuracy of any research conducted by these means. At all times, counsel—and
specifically designated Lead Trial Counsel—bears responsibility for any filings
made by the party that counsel represents.
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G. Motions to Dismiss
i. In any motion to dismiss arguing that a pleading fails to plausibly allege a
claim, the supporting papers must clearly indicate the specific claim
elements that the moving party believes have not been plausibly pleaded.
In response, the non-moving party must identify the specific paragraphs in
the pleading that the non-moving party believes plausibly allege those
specific elements. The moving party must attach a non-argumentative chart
as an exhibit to its moving papers identifying the elements not plausibly
alleged, and the non-moving party must attach a responsive, non-
argumentative exhibit to its responsive papers identifying the paragraphs
of the complaint that plausibly allege those elements.
ii. When a motion to dismiss is filed and the non-moving party elects to amend
its pleading pursuant to Federal Rule of Civil Procedure 15(a)(1), the non-
moving party must, within 10 days of receipt of the motion, notify the Court
and its adversary if it intends to file an amended pleading pursuant to Rule
15(a)(1), and the date by which it will do so. This provision does not alter
the time for a non-moving party to file a response to the motion to dismiss
as specified in the Federal Rules of Civil Procedure or Local Rules. Non-
moving parties are on notice that declining to amend their pleadings to
timely respond to an argument in the motion to dismiss may constitute a
waiver of their right to later use the amendment process to cure defects that
have been made apparent by the briefing.
a. If the party amends, the opposing party may then: (i) file an
answer; (ii) file a new motion to dismiss; or (iii) submit a
letter stating that it relies on the initially filed motion to
dismiss.
b. If the moving party files an answer or a new motion to
dismiss, the Court will deny the original motion to dismiss
as moot without notice to the parties.
H. Motions for Leave to Amend a Pleading. When moving to amend any pleading,
the moving party shall—in accordance with Paragraph 2(B) above—file with the
motion a redline showing all differences between the operative pleading and the
proposed amended pleading.
I. Summary Judgment Motions
i. Absent good cause, the Court will not ordinarily have summary judgment
practice in a non-jury case.
ii. Parties may not file more than one motion for summary judgment absent
prior Court approval.
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iii. Any party moving for summary judgment shall provide all other parties
with an electronic copy, in Microsoft Word format, of the moving party’s
Statement of Material Facts Pursuant to Local Civil Rule 56.1. Opposing
parties must reproduce each entry in the moving party’s Rule 56.1
Statement and set out the opposing party’s response directly beneath it.
iv. With respect to any deposition that is supplied, the index to the deposition
should be included if it is available.
v. The parties should provide the Court with a complete electronic, text-
searchable copy of any hearing or deposition transcript on which the parties
rely, if such a copy is available, unless doing so would be unduly
burdensome.
vi. Memoranda of law should include sections discussing the relevant
background and facts. Parties should not merely incorporate by reference
their Local Rule 56.1 Statements or Counterstatements.
J. Motions to Exclude Testimony of Experts. Unless the Court orders otherwise,
motions to exclude testimony of experts, pursuant to Rules 702–705 of the Federal
Rules of Evidence and the Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S.
579 (1993), line of cases, must be made by the deadline for dispositive motions and
should not be treated as motions in limine.
K. Preliminary Injunction Motions. The Court generally follows the procedure for
the conduct of non-jury trials described in Paragraph 10(E) below.
L. Default Judgment Motions. If a party fails to respond to a claim, the party
asserting the claim should promptly move for entry of default judgment if
appropriate. A party seeking a default judgment must proceed by filing a motion
for default judgment on ECF pursuant to Federal Rule of Civil Procedure 55(b)(2)
and Local Civil Rule 55.2(b). A party seeking a default judgment should not
proceed by order to show cause. The motion must be supported by the following
papers:
i. if failure to answer is the basis for the default, a Certificate from the Clerk
of Court stating that no answer has been filed;
ii. an attorney’s affidavit or declaration setting forth:
1. the basis for entering a default judgment, including a description
of the method and date of service of the summons and
complaint;
2. the procedural history beyond service of the summons and
complaint, if any;
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3. legal authority for why such service was proper;
4. whether, if the default is applicable to fewer than all
counterparties, the Court may appropriately order a default
judgment on the issue of damages prior to resolution of the entire
action;
5. the proposed damages and the basis for each element of
damages, including interest, attorney’s fees, and costs; and
6. legal authority for why an inquest into damages would be
unnecessary;
iii. if the proposed damages are supported by calculations, native versions of
the files with calculations (i.e., versions of the files in their original format,
such as in “.xlsx”), which shall be emailed to Chambers;
iv. a proposed default judgment;
v. copies of all the operative pleadings; and
vi. a copy of the affidavit of service of the summons and complaint.
M. Proposed Stipulations and Orders. In accordance with the S.D.N.Y. Local Rules
and the S.D.N.Y. Electronic Case Filing Rules and Instructions, parties should file
on ECF all proposed stipulations and orders that they wish the Court to sign, using
the appropriate ECF filing event. See SDNY ECF Rules & Instructions §§ 13.17–
19 & App’x A. As noted above, requests for extensions and adjournments must be
made by letter-motion, not by proposed stipulation or proposed order.
9. Other Pretrial Guidance
A. Applications for Temporary Restraining Orders. A party should confer with its
adversary before making an application for a temporary restraining order unless the
party seeking relief is able to satisfy the requirements for obtaining temporary relief
without notice to the adverse party set forth in Federal Rule of Civil Procedure
65(b)(1). If the party seeking relief believes that Rule 65(b)(1)’s requirements can
be met and a temporary restraining order should issue without notice to the adverse
party, the party should file its papers on ECF under seal (or, if ECF is not a viable
option, by email to Chambers) and then email Chambers providing notice. If the
party is prepared to seek relief on notice to the adverse party, the party seeking
relief should simultaneously file its papers on ECF, serve them on all other parties,
and then email Chambers.
B. Settlement Agreements. Unless the Court orders otherwise, the Court will not
retain jurisdiction to enforce confidential settlement agreements. If the parties wish
that the Court retain jurisdiction to enforce a settlement agreement, the parties must
place the terms of their agreement on the public record. The parties may either
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provide a copy of the settlement agreement for the Court to endorse or include the
terms of their settlement agreement in their stipulation of settlement and dismissal.
C. Bankruptcy Appeals. The parties must comply with the briefing schedule and the
format and length specifications set forth in the Federal Rules of Bankruptcy
Procedure (8014–8018) unless otherwise ordered by the Court.
10. Trial Submissions and Procedures
A. Joint Pretrial Order. Unless otherwise ordered by the Court, at least 14 days prior
to the scheduled final pretrial conference, the parties shall both file on ECF, as a
“Joint Pretrial Statement,” and submit by email to the Court a proposed joint pretrial
order, which shall include the following:
i. the full caption of the action;
ii. the names, law firms, addresses, telephone numbers, and email addresses
of trial counsel if not already listed on the docket;
iii. a brief statement by plaintiff (or, in a removed case, by defendant) as to
the basis of subject matter jurisdiction, and a brief statement by each other
party as to the presence or absence of subject matter jurisdiction. Such
statements shall include citations to all statutes relied on and relevant facts
as to citizenship and jurisdictional amount;
iv. a brief summary by each party of the claims and defenses that the party
asserts remain to be tried, including citations to any statutes on which the
party relies. Such summaries shall also identify all claims and defenses
previously asserted that are not to be tried. The summaries should not
recite any evidentiary matter;
v. a statement as to the number of trial days needed and whether the case is
to be tried with or without a jury;
vi. a joint statement summarizing the nature of the case, to be read to potential
jurors during jury selection;
vii. a list of people, places, and institutions that are likely to be mentioned
during the trial, to be read to potential jurors during jury selection;
viii. a statement as to whether all parties have consented to trial by a Magistrate
Judge, without identifying which parties do or do not consent;
ix. any stipulations or agreed statements of fact or law to which all parties
consent. In a jury case, the parties should memorialize any such
stipulations or agreed statements of fact or law in a standalone document
that can be marked and admitted at trial;
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x. a list of all trial witnesses, indicating whether such witnesses will testify
in person or by deposition, whether such witnesses will require an
interpreter (and, if so, which party will pay the costs for the interpreter),
and a brief summary of the substance of each witness’s testimony. Absent
leave of Court, a witness listed by both sides shall testify only once (with
the defendant permitted to go beyond the scope of the direct on cross-
examination), and counsel should confer with respect to scheduling;
xi. a designation by each party of deposition testimony to be offered in its
case-in-chief and any counter-designations and objections by any other
party. The parties need not designate deposition testimony to be used for
impeachment purposes only;
xii. a list by each party of all exhibits to be offered in its case-in-chief, with a
single asterisk indicating exhibits to which no party objects on any ground.
If a party objects to an exhibit, the objection should be noted by indicating
the Federal Rule of Evidence that is the basis for the objection. If any party
believes that the Court should rule on such an objection in advance of trial,
that party should include a notation to that effect (e.g., “Advance Ruling
Requested”) as well. In general, the Court will rule on relevance and
authenticity objections at the time of trial;
xiii. a statement of the damages claimed and any other relief sought, including
the manner and method used to calculate any claimed damages and a
breakdown of the elements of such claimed damages; and
xiv. a statement of whether the parties consent to less than a unanimous verdict.
B. Required Pretrial Filings. Unless otherwise ordered by the Court, each party shall
file and serve with the joint pretrial order:
i. in all cases, motions addressing any evidentiary issues or other matters that
should be resolved in limine. Absent leave of the Court, each party must
file a single memorandum of law, consistent with Paragraph 8(C) above,
in support of all motions in limine filed by that party;
ii. in all jury cases, joint requests to charge, joint proposed verdict forms, and
joint proposed voir dire questions as specified by Paragraph 10(D) below;
and
iii. in all non-jury cases, proposed findings of fact and conclusions of law. The
proposed findings of fact should be detailed and should include citations to
the proffered trial testimony and exhibits, as there may be no opportunity
for post-trial submissions. At the time of filing, parties should also submit
copies of these documents to the Court by email, both in PDF format and
as a Microsoft Word document.
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C. Electronic Copies of Exhibits and Exhibit Lists. Unless otherwise ordered by the
Court, the parties shall also submit with the joint pretrial order (but not file on ECF):
i. an electronic copy of each exhibit sought to be admitted (with each
filename corresponding to the relevant exhibit number—e.g., “PX-1,”
“DX-1,” etc.). If submission of electronic copies would be an undue burden
on a party, the party may seek leave of Court (by letter-motion filed on
ECF) to submit prospective documentary exhibits in hard copy. Each hard
copy shall be pre-marked (that is, with an exhibit sticker) and assembled
sequentially in a loose-leaf binder (not to exceed 2-1/2 inches in thickness)
or in separate manila folders labeled with the exhibit numbers and placed
in redweld folders labeled with the case name and docket number; and
ii. a Microsoft Word document listing all exhibits sought to be admitted,
emailed to the court. The list shall contain four columns labeled as follows:
(1) “Exhibit Number”; (2) “Description” (of the exhibit); (3) “Date
Identified”; and (4) “Date Admitted.” The parties shall complete the first
two columns, but leave the third and fourth columns blank, to be filled in
by the Court during trial.
D. Requests to Charge and Proposed Voir Dire. Unless otherwise ordered by the
Court, in all jury trials, joint requests to charge, joint proposed verdict forms, and
joint proposed voir dire questions shall be submitted as attachments to the proposed
joint pretrial order, with any differing proposals displayed in track-change format
and supported by authority or other justification. At the time of filing, parties should
also submit copies of these documents to the Court by email, as Microsoft Word
documents. For any request to charge or proposed voir dire question on which the
parties cannot agree, each party should clearly set forth its proposed charge or
question, and briefly state why the Court should use its proposed charge or question,
with citations to supporting authority.
E. Additional Submissions in Non-Jury Cases. Unless otherwise ordered by the
Court, at the time the joint pretrial order is filed, each party in a non-jury trial shall
submit to the Court by email and serve on opposing counsel, but not file on ECF, the
following:
i. copies of affidavits constituting the direct testimony of each trial witness,
except for the direct testimony of an adverse party, a person whose
attendance is compelled by subpoena, or a person for whom the Court has
agreed to hear direct testimony live at the trial. The affidavit should be
treated as a direct substitute for the witness’s live testimony; that is, counsel
should be attentive to the Rules of Evidence (e.g., hearsay and the like) and
authenticate any exhibits that will be offered through that witness’s
testimony. Three business days after submission of such affidavits, counsel
for each party shall submit a list of all affiants whom they intend to cross-
examine at the trial. Only those witnesses who will be cross-examined need
to appear at trial. The original signed affidavits should be brought to trial
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to be marked as exhibits, at which time any objections to particular
paragraphs of an affidavit can be made; and
ii. all deposition excerpts that will be offered as substantive evidence, as well
as a one-page synopsis of those excerpts for each deposition. Each synopsis
shall include page citations to the pertinent pages of the deposition
transcripts.
F. Filings in Opposition. Unless otherwise ordered by the Court, any party may file
the following documents within one week after the filing of the pretrial order:
i. opposition to any motion in limine; and
ii. opposition to any legal argument in a pretrial memorandum.
11. Redactions and Sealed Filings
A. Redactions Not Requiring Court Approval. The parties are referred to Rule 5.2
of the Federal Rules of Civil Procedure and the S.D.N.Y. ECF Privacy Policy
(“Privacy Policy”). There are two categories of information that may be redacted
from public court filings without prior permission from the Court: “sensitive
information” and information requiring “caution.” Parties should not include in
their public filings, unless necessary, the five categories of “sensitive information”
(i.e., social security numbers [use the last four digits only], names of minor children
[use the initials only], dates of birth [use the year only], financial account numbers
[use the last four digits only], and home addresses [use only the City and State]).
Parties may also, without prior Court approval, redact from their public filings the
six categories of information requiring caution described in the Privacy Policy (i.e.,
any personal identifying number, medical records [including information regarding
treatment and diagnosis], employment history, individual financial information,
proprietary or trade secret information, and information regarding an individual’s
cooperation with the government).
B. Redactions and Sealed Filings Requiring Court Approval. Except for redactions
permitted by Paragraph 11(A) or as provided by the protective order approved in
the case, all redactions or sealing of public court filings require Court approval. To
be approved, any redaction or sealing of a court filing must be narrowly tailored to
serve whatever purpose justifies the redaction or sealing and must be otherwise
consistent with the presumption in favor of public access to judicial documents. In
general, the parties’ consent or the fact that information is subject to a
confidentiality agreement between litigants is not, by itself, a valid basis to
overcome the presumption in favor of public access to judicial documents.
C. Procedures for Filing Sealed or Redacted Documents. Any party seeking leave
to file a document under seal or in redacted form shall proceed as follows:
i. Meet and Confer. The party should meet and confer with any opposing
party (or any third party seeking confidential treatment of the information)
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in advance to narrow the scope of the request. When a party seeks leave to
file a document under seal or in redacted form on the ground that an
opposing party or third party has requested it, the filing party shall notify
the opposing party or third party that it must file, within three business days,
a letter explaining the need to seal or redact the document.
ii. Sealed Document(s). The party shall file a letter-motion seeking leave to
file a document under seal on ECF in accordance with Standing Order 19-
MC-583 and Section 6 of the S.D.N.Y. Electronic Case Filing Rules and
Instructions. The letter-motion itself shall be filed in public view, should
explain the reasons for seeking to file the document under seal, and should
not include confidential information. The proposed sealed document shall
be contemporaneously filed under seal on ECF (with the appropriate level
of restriction) and electronically related to the motion (or to the relevant
Court order if the Court previously granted leave to file the document under
seal). Note that the summary docket text, but not the document itself, will
be open to public inspection and should not include confidential
information sought to be filed under seal.
iii. Redacted Document(s). Where a party seeks leave to file a document in
redacted form, the party shall file a letter-motion seeking leave to file a
document in redacted form on ECF in accordance with Standing Order 19-
MC-583 and Section 6 of the S.D.N.Y. Electronic Case Filing Rules and
Instructions. The letter-motion itself shall be filed in public view, should
explain the reasons for seeking to file the document in redacted form, and
should not include confidential information. At the same time, the party
shall: (1) publicly file on ECF and electronically relate to the letter-motion
a copy of the document with the proposed redactions; and (2) file under
seal on ECF (with the appropriate level of restriction) and electronically
relate to the motion an unredacted copy of the document with the proposed
redactions highlighted.
iv. Submission by Email. Any party unable to comply with the requirements
for electronic filing under seal through the ECF system, or who believes
that a particular document should not be electronically filed at all, shall file
a letter-motion seeking leave of the Court to file in a different manner. If
the party is unable to file such a letter-motion on ECF or believes there is
good cause not to file such a letter-motion on ECF, the party may submit it
by email as a text-searchable PDF attachment with a copy simultaneously
delivered to all counsel. Any such email shall state clearly in the subject
line: (1) the caption of the case, including the lead party names and docket
number; and (2) a brief description of the contents of the letter. Parties may
not include substantive communications in the body of the email; such
communications may be included only in the body of the letter.
D. Protective Order. The parties should conform any proposed protective order as
closely as possible to the Court’s Model Protective Order, which is available on
14
Judge Subramanian’s webpage. If the parties alter the Court’s Model Protective
Order in any way other than conforming the caption and signatures, they must
provide a redline indicating all such modifications by email to Chambers. The Court
disfavors modifications to the Court’s Model Protective Order.
12. Use of Electronic Devices and WiFi Access for Hearings and Trials
A. Use of Electronic Devices. Electronic devices (including mobile telephones,
personal electronic devices, and computers) may not be used in Judge
Subramanian’s Courtroom without his permission. More broadly, the use of any
such devices within the Courthouse and its environs is governed by the Court’s
Standing Order M10-468. If required by the Standing Order, counsel seeking to
bring a device into the Courthouse shall submit an Electronic Device and Wi-Fi
Access Request Form, available on the Court’s website, to the Court by e-mail as
early as possible—and certainly no later than three business days before the start of
the trial or hearing. Requests submitted later than three business days prior to the
relevant trial or hearing may be denied on that basis alone. If permitted by the
Standing Order, mobile telephones are permitted inside the Courtroom, but they
MUST be kept turned off at all times. Non-compliance with this rule may result in
forfeiture of the device for the remainder of the proceedings.
Wi-Fi Access for Hearings and Trials. Attorneys may obtain authorization to use
the Court’s Wi-Fi system in Judge Subramanian’s Courtroom during a hearing or
trial. For further information, see Judge Subramanian’s Individual Practices for
Hearings and Trials, available on Judge Subramanian’s webpage.
15
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Read the court's own published rules for Hon. Arun Subramanian.
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