Hon. Ona T. Wang — Individual Rules of Practice
S.D.N.Y.
Courtroom: 20D
What Ona T. Wang's rules say, in the court's own words
Every answer below is copied exactly from the court's published page for this part. Nothing is paraphrased or inferred.
How much notice is required to adjourn?
3
“proposed agenda at least 3 business days before any status conference, and, where”
Which courtroom hears this part?
20D
“500 Pearl Street 500 Pearl Street, Courtroom 20D”
Full published rules for individual rules of practice
Individual Practices in Civil Cases
Ona T. Wang, United States Magistrate Judge
Chambers Courtroom
United States District Court Daniel Patrick Moynihan Courthouse
500 Pearl Street 500 Pearl Street, Courtroom 20D
New York, NY 10007 New York, NY 10007
Wang_NYSDChambers@nysd.uscourts.gov
Civil cases come before magistrate judges in one of two ways: for one or more specific
purposes pursuant to an order of reference by the assigned district judge, or, on
consent of the parties, for all purposes pursuant to 28 U.S.C. § 636(c). When a district
judge approves an all‐purposes consent form signed by counsel and/or self‐represented
parties, the magistrate judge assumes the role of the district judge and may conduct all
proceedings. The right to a jury trial is preserved, and any appeal is directly to the Court
of Appeals.
It is the uniform practice of the magistrate judges in the Southern District of New York
to schedule trials in civil consent cases for firm dates, rather than requiring counsel to
be available for trial on short notice. Additionally, because magistrate judges rarely try
criminal cases, such firm trial dates are unlikely to be changed to accommodate criminal
trials.
Unless otherwise ordered by Judge Wang, civil matters before her shall be conducted in
accordance with the following practices.1 These practices are applicable to cases before
Judge Wang if the matter is within the scope of the District Judge’s order of reference or
if the parties consent to magistrate judge jurisdiction for all purposes pursuant to
28 U.S.C. § 636(c). Should the parties wish to have Judge Wang hear their case for all
purposes, the necessary form is available at: https://nysd.uscourts.gov/hon‐ona‐t‐wang.
1 Requests for reasonable accommodations on account of disability with respect to the Court’s rules or
in connection with any proceeding before Judge Wang may be emailed to:
Wang_NYSDChambers@nysd.uscourts.gov.
United States Magistrate Judge Ona T. Wang
Individual Practices in Civil Cases
I. Guidelines for All Submissions.
a. Text Searchable Submissions. If feasible, every submission should be in text‐searchable
format created by converting the document electronically to .pdf by computer (that is,
not by scanning a printed document). If a .pdf is created by scanning a printed
document (for instance, in the case of a pre‐existing documentary exhibit), the party
should use software to make the document text searchable whenever possible.
b. Amended or Corrected Filings. Any amended or corrected filing (including but not
limited to amended pleadings) shall be filed with a redline showing all differences
between the original and revised filing. Any motion to amend a pleading shall similarly
be filed with a redline showing all differences between the operative pleading and the
proposed amended pleading.
c. Submission of Large Electronic Files. The Court has a file transfer protocol for the safe
electronic transmission of large files. If a party needs to submit large files by email (as
opposed to ECF), the party should email Chambers (at
Wang_NYSDChambers@nysd.uscourts.gov) requesting a link to be used for such
transfer. The email should include the name and docket number of the case and the
nature and size of the materials to be submitted electronically.
II. Communications with Chambers.
a. Letters. In general, communications with the Court should be by letter filed on the
docket.
Represented Parties. Letters which the Court has specifically directed be emailed
directly to Chambers should be emailed as a .pdf attachment to
Wang_NYSDChambers@nysd.uscourts.gov. E‐mails shall state in the subject line: (1)
the caption of the case, including the lead party names and docket number, and (2)
a brief description of the contents of the attachment. Confidential information
should be clearly indicated as such in the letter. Counsel must serve pro se parties
with a paper copy of any document that is filed electronically or emailed and must
separately file proof of service with the Court. No courtesy copies to the Court are
necessary. This rule does not apply to ex parte settlement correspondence, which
is governed by the rules set forth below in § VII.
Pro se/Self‐Represented Parties. By Standing Order, any pro se party who does not
participate in Electronic Case Filing (“ECF”) must either (1) mail or hand deliver all
communications with the Court to the Pro se Intake Unit located at 500 Pearl Street,
Room 230, New York, NY 10007 or (2) email their correspondence in .pdf format to
ProSe@nysd.uscourts.gov, including the docket number and case in the subject line of
the cover email. Pro se parties may not call Chambers or send any document or filing
directly to Chambers. Submissions requiring immediate attention should be hand‐
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Individual Practices in Civil Cases
delivered to the Pro se Intake Unit. Unless the Court orders otherwise and except for
the Proposed Case Management Plan, all communications with the Court will be
docketed upon receipt; such docketing shall constitute service on any user of the ECF
system. If any other party is not a user of the ECF system (e.g., if there is another pro
se party in the case), a pro se party must send copies of any filing to the party and
include proof of service affirming that he or she has done so. Copies of
correspondence between a pro se party and opposing parties shall not be sent to the
Court.
Any nonincarcerated pro se party who wishes to participate in electronic case filing
(“ECF”) must file a Motion for Permission for Electronic Case Filing, available in the
Any nonincarcerated pro se party who wishes to receive documents in their case
electronically (by e‐mail) instead of by regular mail may consent to electronic service
by filing a Pro se (Nonprisoner) Consent & Registration Form to Receive Documents
Electronically, available in the Pro se Intake Unit or at
https://nysd.uscourts.gov/node/845.
Word/Page Limit. Whether filed electronically or not, letters may not exceed 1,500
words, with single‐spaced text (exclusive of exhibits, headings, captions, and
signatures). If filed by a party not represented by an attorney and handwritten, letters
may not exceed 5 pages.
Letters solely between parties or their counsel or otherwise not addressed to the
Court may not be filed on ECF or otherwise sent to the Court (except as exhibits to an
otherwise properly filed document).
b. Letter Motions. Letter motions must be filed by ECF in accordance with the S.D.N.Y.
Local Rules and the S.D.N.Y. Electronic Case Filing Rules and Instructions. Parties shall
file as letter‐motions all requests for adjournments, extensions, pre‐motion conferences
(including pre‐motion conferences with respect to discovery disputes), and requests for
a settlement conference.
Letter motions are limited to 1,500 words, with single‐spaced text (not including
exhibits, headings, captions, or signatures). If filed by a party not represented by an
attorney and handwritten, letter motions may not exceed 5 pages.
c. Hand Deliveries. Hand‐delivered mail should be left with the Court Security Officers at
the Worth Street entrance of 500 Pearl Street and may not be brought directly to
Chambers.
d. Faxes. Chambers does not accept submissions by fax.
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United States Magistrate Judge Ona T. Wang
Individual Practices in Civil Cases
e. Requests for Adjournments or Extensions of Time. All requests for adjournments or
extensions of time must be filed on ECF as letter motions. The letter‐motion must state:
(1) the original date(s), with a citation to the ruling setting the original date; (2) the
number of previous requests for adjournment or extension; (3) whether these previous
requests were granted or denied; and (4) whether the adversary consents and, if not,
the reasons given by the adversary for refusing to consent. If a conference must be
rescheduled, counsel shall propose at least two alternative dates that fall in consecutive
weeks. Absent good cause, any request for extension or adjournment shall be made at
least 48 hours before the deadline or scheduled appearance.
If a request contains sensitive or confidential information, the requesting party should
file (1) a redacted version of the letter on the public docket and (2) an accompanying
motion to seal, in accordance with the procedures set forth below in § VI.
f. ECF. In accordance with the Electronic Case Filing Rules and Instructions, counsel are
required to register promptly as ECF filers and to enter an appearance in the case. The
pertinent instructions are available on the Court website, at
https://nysd.uscourts.gov/electronic‐case‐filing. Counsel are responsible for updating
their contact information on ECF, should it change, and they are responsible for
checking the docket regularly, regardless of whether they receive an ECF notification of
case activity. For questions about ECF rules and procedures, please contact the ECF help
desk at (212) 805‐0800.
g. Electronic Device Orders. Orders permitting an attorney to bring an electronic device to
Court may be found on the forms page of the SDNY website
(https://nysd.uscourts.gov/forms) and is titled “Fillable Forms for Electronic Devices
General Purpose.” Please note that only attorneys are eligible for such an order. These
orders should not be filed on ECF. Once completed, they may be emailed to Chambers
(Wang_NYSDChambers@nysd.uscourts.gov) for Court approval (and the Court will then
email back to counsel a copy of the signed order if approved).
III. Conferences
a. In‐Person Conferences. Unless otherwise ordered by the Court, all in‐person
conferences will be held in Courtroom 20D of the Daniel Patrick Moynihan United States
Courthouse, 500 Pearl Street, New York NY. If any counsel wishes for a conference to be
conducted remotely (by telephone or video), they should confer with all other counsel
and promptly file a letter‐motion to that effect. Even if a motion for a remote
conference is on consent, the Court does not automatically grant such motions.
b. Teleconferences. Unless otherwise ordered by the Court, any proceeding held by
telephone will be held on the Chambers telephone line or via Teams. Instructions will
be provided to counsel before the conference.
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Individual Practices in Civil Cases
IV. Pre‐Trial Practice.
a. Initial Case Management Conference. Except for Complex Cases and Pro se Cases,
parties must confer and then file a Report of Rule 26(f) Conference and Proposed Case
Management Plan one week before the Initial Case Management Conference. A
template form for the Report of Rule 26(f) Conference and Proposed Case Management
Complex Cases. Parties must confer and file at least one week before the Initial Case
Management Conference an Initial Report that includes the parties’ positions on the
applicable topics included on the “Initial Pretrial Conference Topics List for Complex
Cases” at Appendix A. The parties must also file a joint Report of Rule 26(f) Conference
and Proposed Civil Case Management Plan and Scheduling Order, available at
https://nysd.uscourts.gov/hon‐ona‐t‐wang.
Pro se Cases. The parties each must submit their Proposed Case Management Plan for
Pro se Cases one week before the scheduled conference in conformance with the
procedures in Section II above. The parties shall use the form Proposed Case
Management Plan template for Pro se Cases found at https://nysd.uscourts.gov/hon‐
ona‐t‐wang.
Attendance. Counsel for the parties who attend the Initial Case Management
Conference must be able to discuss the case and agree to proposed interim deadlines
and schedules. Additionally, an incarcerated party who is unable to attend this or other
conferences may be able to participate by telephone. If appropriate, the Court’s
scheduling order will outline the procedures for participation by telephone.
b. Discovery Disputes. Parties shall follow Local Rule 37.2 with the following modifications.
Any party wishing to raise a discovery dispute with the Court must first meet and confer
in good faith with the opposing party, in person or by telephone, in an effort to resolve
the dispute. If this meet‐and‐confer process does not resolve the dispute, the party may
submit an ECF letter‐motion to the Court or, if applicable, to the Pro se Intake Clerk, no
longer than 1,500 words, single‐spaced, explaining the nature of the dispute and
requesting a conference. Such letter must include a representation that the meet‐and‐
confer process occurred, including when and whether it was in person or over the
telephone. Any responsive letter should be submitted within three business days after
submission of the letter‐motion. Discovery motions should address the Federal Rules of
Civil Procedure, in particular Rule 26(b)(1), to the extent applicable.
c. Confidentiality Stipulations and Orders. In cases where confidential information will be
exchanged, the parties must utilize the Court’s model Stipulation and Proposed
however, the parties may apply for a protective order that differs from the Court’s
model by submitting a letter request via ECF and attaching the proposed order showing
in a blackline comparison how the proposed order differs from the Court’s model. The
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Individual Practices in Civil Cases
letter should explain why the modifications are needed and note any disagreements
between the parties regarding the modifications from the Court’s model.
d. Electronic Discovery. The parties are encouraged to utilize the model Joint Electronic
Discovery Submission and Proposed Order, as appropriate, found at
https://nysd.uscourts.gov/hon‐ona‐t‐wang. This model may be modified to the extent
appropriate.
e. Status Conferences. Unless otherwise directed by the Court, the parties shall file a joint
proposed agenda at least 3 business days before any status conference, and, where
applicable, a short statement of each party’s position.
V. Motions.
a. Letter‐Motions. Letters seeking relief should be filed on ECF as letter‐motions, not as
ordinary letters.
b. Conferences of Counsel Before Filing Motions Under Rule 12(b) or (c). Except in cases
involving pro se parties, if a motion pursuant to Fed. R. Civ. P. 12(b) or 12(c) is
contemplated, the parties shall meet and confer in advance so that the plaintiff or
counterclaimant can consider whether they wish to amend the subject pleading before
motion practice, and the parties must consider in good faith a stipulation permitting
such amendment. If the parties are unable to reach a resolution, the parties shall submit
a proposed briefing schedule to the Court. Counsel for the moving party shall include
the following statement in the notice of motion: “This motion is made following the
conference of counsel, which took place on [date]. Plaintiff [or Counterclaimant]
declined an opportunity to amend.”
c. Pre‐Motion Conferences. For motions concerning discovery disputes, see Section IV(b)
above. A pre‐motion conference is required for all other motions except: (1) motions
that are required by the Federal Rules of Appellate Procedure or the Federal Rules of
Civil Procedure to be made by a certain time; (2) motions by litigants in actions where a
party is incarcerated and pro se; (3) motions for reconsideration; (4) motions for a new
trial; (5) motions in limine; (6) motions to dismiss habeas corpus petitions; and (7)
motions for judgment on the pleadings and motions to dismiss under Fed. R. Civ. P. 12.
If the assigned district judge has a rule on premotion conference letters for dispositive
motions that conflicts with my practice, parties must comply with the district judge’s
rule, even if the district judge has referred the dispositive motion to me for a report and
recommendation.
Letters requesting a pre‐motion conference should summarize the basis of the motion
and follow the procedures for communicating with the Court set forth in Section II.
Letters may not exceed 1,500 words, with single‐spaced text (not including exhibits,
headings, captions, or signatures). If filed by a party not represented by an attorney and
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handwritten, letters may not exceed five pages. Within 3 business days of receipt of the
letter, each opposing party may submit a written response of no more than 3 pages. The
Court may hold a conference, or issue a briefing schedule if the Court finds that a
conference is not necessary.
d. Memoranda of Law. The typeface, margins, and spacing of motion papers must
conform to Local Civil Rule 7.1(b). Unless prior permission has been granted,
memoranda of law in support of and in opposition to motions are limited to 6,500
words, and reply memoranda are limited to 2,500 words, not including the caption, any
index, table of contents, table of authorities, signature blocks, or any required
certificates, but do include material contained in footnotes or endnotes. If filed by a
party not represented by an attorney, memoranda of law in support of and in
opposition to motions are limited to 25 pages, and reply memoranda are limited to 10
pages.
Memoranda of 2,500 words or more shall contain a table of contents and a table of
authorities. Sur‐reply memoranda will not be accepted without prior permission of the
Court, and, if permitted, are not to exceed 2,500 words, or 10 pages if filed by a party
not represented by an attorney. All appendices to memoranda of law must be indexed.
e. Filing of Confidential Material. All Confidential Materials filed with the Court may be
redacted or filed under seal only as the Court directs upon appropriate application by
either party. For further directions on how to file under seal, see Section VI below.
To avoid the unnecessary filing of documents under seal, counsel for the parties will
discuss, in good faith, the need to file Confidential Materials under seal. If the parties
agree in writing that a particular document that has been designated Confidential
Material shall not be filed under seal, that document can be filed without redaction and
such filing will not be a breach of any Stipulation of Confidentiality.
f. Oral Argument on Motions. Parties may request oral argument when the motion has
been fully briefed. This request should be made by letter in accordance with the
procedures set forth in Section II.
Junior members of legal teams are invited to argue motions they have helped prepare
and to question witnesses with whom they have worked. Firms are encouraged to
provide this opportunity to junior attorneys for training purposes. This court is
amenable to permitting a number of lawyers to argue for one party if this creates an
opportunity for a junior lawyer to participate. The ultimate decision of who speaks on
behalf of the client is for the lawyer in charge of the case, not for the court.
Nothing in my Individual Practices supersedes a specific time period for filing a motion
specified by statute or Federal Rule—including, but not limited to, Fed. R. Civ. P. 50,
52, 54, 59, and 60, and Fed. R. App. P. 4—where failure to comply with the specified
time period could result in forfeiture of a substantive right.
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VI. Filing Under Seal in Civil and Miscellaneous Cases.
a. Sealing/Redactions Not Requiring Court Approval. Federal Rule of Civil Procedure 5.2
describes sensitive information that must be redacted from public court filings without
seeking prior permission from the Court.
b. Sealing/Redaction Requiring Court Approval. Motions or Letter Motions for approval
of sealed or redacted filings in civil and miscellaneous cases and the subject documents,
including the proposed sealed document(s), must be filed electronically through the
court’s ECF system in conformity with the court’s standing order, 19‐mc‐00583, and ECF
Rules & Instructions, Section 6.
The motion must be filed in public view, must explain the particular reasons for seeking
to file that information under seal and should not include confidential information
sought to be filed under seal. Supporting papers must be separately filed electronically
and may be filed under seal or redacted only to the extent necessary to safeguard
information sought to be filed under seal. Any motion to seal should address the Court
of Appeals’ opinions in Lugosch v. Pyramid Co. of Onondaga, 435 F.3d 110 (2d Cir. 2006)
and Bernstein v. Bernstein Litowitz Berger & Grossman LLP, 814 F.3d 132 (2d Cir. 2016).
If a request for redactions is based on another party’s designation of information as
Confidential, the parties shall confer and jointly submit the request for redactions.
The proposed sealed document must be contemporaneously filed under seal in the ECF
system and electronically related to the motion. The summary docket text, but not the
sealed document, will be open to public inspection and should not include confidential
information sought to be filed under seal.
Where the motion seeks approval to redact information from a document that is to be
publicly filed, the filing party shall: (1) publicly file the document with the proposed
redactions, and (2) electronically file under seal a copy of the unredacted document
with the proposed redactions highlighted. Both documents must be electronically filed
through the ECF system and related to the motion.
Any party unable to comply with the requirement for electronic filing under seal
through the ECF system, or who has reason to believe that a particular document should
not be electronically filed, must move for leave to file in the traditional manner, on
paper.
VII. Settlement Conferences.
The Court believes the parties should fully explore settlement at the earliest practical
opportunity. Early consideration of settlement allows the parties to avoid the
substantial cost, expenditure of time, and uncertainty that are typically part of the
litigation process. Even for those cases that cannot be resolved, early consideration of
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settlement can provide the parties with a better understanding of the factual and legal
nature of their dispute and streamline the issues to be litigated. The following
procedures apply to Settlement Conferences:
a. Confidentiality. All settlement conferences, whether by phone or in person, are “off the
record” and strictly confidential. All communications relating to settlement may not be
used in discovery and will not be admissible at trial.
b. Preliminary Settlement Conference Telephone Call(s). The Court will schedule one or
more telephone calls before an in‐person conference to discuss issues pertinent to
settlement. and may try to resolve the case without need for an in‐person settlement
conference. The Court strongly prefers that the parties exchange at least one round of
demand and offer before the first settlement conference call.
c. Ex Parte Settlement Conference Summary Form and Letter. Unless otherwise directed
by the Court, no later than 7 days before the Settlement Conference, each party must
complete the Court’s Settlement Conference Summary Form found at
https://nysd.uscourts.gov/hon‐ona‐t‐wang. Each party also must provide the Court with
a letter, not to exceed three pages, summarizing: (1) the history of settlement
discussions; (2) the issues in the case; (3) the settlement value of the case and rationale
for it; (4) case law authority relevant to settlement discussions; and (5) any other facts
that would be helpful to the Court in preparation for the conference. Parties may attach
exhibits to their letters to the extent they believe the exhibits would aid settlement
discussions. In FLSA cases, the parties shall include damages calculations with their ex
parte submissions. In all other cases, such a submission is highly encouraged but not
required unless otherwise requested. The Settlement Conference Summary Form and
letter should be emailed to Wang_NYSDChambers@nysd.uscourts.gov.
d. Attendance. The parties—not just the attorneys—must attend the Settlement
Conference in person. In the event personal attendance is a hardship, a party may make
a written request at least one week before the conference to attend virtually (or be
excused from attendance). Each party must supply its own interpreter, if required.
Corporate parties or labor unions must send the person with decision‐making authority
to settle the matter to the conference. Where liability insurance is involved, a decision‐
making representative of each carrier must attend unless specifically excused by the
Court. Where any government agency is a party, counsel of record must be
accompanied by a knowledgeable representative from the agency. In addition, in cases
where the Comptroller of the City of New York has authority over settlement, the
Assistant Corporation Counsel must make arrangements before the conference for a
representative of the Comptroller either to attend the conference or to be available by
telephone to approve any proposed settlement.
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Junior members of legal teams are also invited to participate and speak in settlement
conferences, but must be properly supervised and prepared. Sending a junior lawyer,
alone, without sufficiently briefing the junior lawyer on the case and its history may be
considered by the Court to be a failure to properly supervise the junior lawyer.
e. Consequences of Non‐Compliance with Attendance Requirement. If a party fails to
comply with the attendance requirements, that party may be required to reimburse all
the other parties for their time and travel expenses and may face other sanctions.
VIII. Pretrial Procedures in Consent Cases.
a. Joint Pretrial Orders in Civil Cases. Unless otherwise ordered by the Court, the parties
shall submit a Joint Pretrial Order within 30 days after the date for the completion of
discovery, or, if a summary judgment motion has been filed, within 30 days after the
decision on the motion. The proposed Joint Pretrial Order shall be signed by all parties
and include the following:
1. The full caption of the action.
2. The names, addresses, telephone numbers (both office and mobile) and
email addresses of each principal member of the trial team, and
identification of each party’s lead trial counsel.
3. A brief statement by plaintiff (or, in a removed case, by defendant) as to the
basis of subject matter jurisdiction, and a brief statement by each other party
as to the presence or absence of subject matter jurisdiction, including
citations to all statutes relied on and relevant facts, such as citizenship and
jurisdictional amount.
4. A list and brief summary by each party of the claims and defenses that party
has asserted that remain to be tried, and a list of any claims and defenses
asserted in the pleadings that are not to be tried. Where applicable, the
statements shall identify citations to all statutes relied on, but without recital
of evidentiary matter.
5. With respect to each claim remaining to be tried, a brief statement listing
each element or category of damages sought with respect to such claim (e.g.,
lost profits, back wages, medical costs, etc.) and a calculation of the amount
of damages sought with respect to such element or category.
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6. A statement by each party as to whether the case is to be tried with or
without a jury, and the anticipated number of trial days needed. If a jury trial,
this statement shall also indicate whether the parties agree to a non‐
unanimous verdict pursuant to Federal Rule of Civil Procedure 48. If the
parties do not agree on length of trial, each party shall give their estimate
and the basis for that estimate.
7. Any stipulations or agreed‐to statements of fact or law and a brief
description of any dispute regarding choice of law.
8. A statement by each party as to the witnesses whose testimony is to be
offered in its case in chief, with a brief statement of: the general subject
area(s) of each witness’s testimony, the expected duration of their
testimony, and whether such witnesses will testify in person or by
deposition. If two or more witnesses will testify to the same facts, state why
their testimony will not be cumulative. Absent extraordinary circumstances,
a party may not call as a witness in its case in chief any person not listed in
the Joint Pretrial Order.
9. A designation by each party of deposition testimony to be offered in that
party’s case in chief, referencing page and line numbers, with any cross‐
designations and objections by any other party. If there is no objection or
cross‐designation, the Court will deem the opposing party to have waived
any such objection or cross‐designation. Absent extraordinary circumstances,
a party may not offer in its case in chief deposition testimony that is not
listed in the Joint Pretrial Order.
10. A list by each party of exhibits to be offered in its case in chief. Each exhibit
shall be pre‐marked (plaintiff to use numbers, defendant to use letters). For
each exhibit as to which there is an objection, the party objecting must
briefly specify, next to the listing for that exhibit, the nature of the party’s
objection (e.g., “authenticity,” “hearsay,” “Rule 6 403”). Any objection not
listed shall be deemed waived. Absent extraordinary circumstances, a party
may not offer in its case in chief any exhibit not listed in the Joint Pretrial
Order.
11. A proposed schedule by which the parties will exchange demonstrative
exhibits that the parties intend to use at trial, notify each other of any
objections thereto, consult with each other regarding those objections and
notify the Court of any remaining disputes.
12. All other matters that the Court may have ordered or that the parties believe
are important to the efficient conduct of the trial.
13. The Proposed Pretrial Order shall be filed by ECF.
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IX. Additional Pretrial Filings in Civil Cases.
Unless otherwise ordered by the Court, the following shall be filed at the same time as
the proposed joint pretrial order:
a. Jury Cases.
1. Each party must file a Trial Memorandum of Law addressing each issue of law
that the party expects to arise at or before trial.
2. The parties must jointly prepare and submit proposed Jury Materials
consisting of:
proposed voir dire questions to be asked of prospective jurors;
proposed jury instructions (with each instruction separately
numbered and beginning on a separate page, and the source or basis
for seeking the instruction identified in a footnote); and
a proposed verdict form.
3. To the extent a party objects to another party’s requested voir dire
questions, jury instructions, or proposed verdict form, that party must: (i) set
forth the grounds for the objection; and (ii) if applicable, propose an
alternative (all in the same document so that the Court can compare the
parties’ respective proposals).
4. All jury instructions, objections, and alternative proposals must include
citation to supporting authority.
5. In addition to filing on ECF the voir dire questions, requests to charge, and/or
verdict sheets, electronic copies must also be submitted to the Court as
Microsoft Word documents and sent via email to:
Wang_NYSDChambers@nysd.uscourts.gov.
b. Non‐Jury Cases.
1. Each party must file a Trial Memorandum of Law identifying the issues,
summarizing facts and applicable law, and addressing any evidentiary issues.
2. The Court may also ask each party to file Proposed Findings of Fact and
Conclusions of Law before and/or after trial.
3. In addition to filing on ECF, these materials must also be submitted to the
Court as Microsoft Word documents and sent via email to:
Wang_NYSDChambers@nysd.uscourts.gov.
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c. Motions in Limine. Each party shall file and serve any motions in limine at the same time
as the proposed pretrial order. Within two weeks of filing the proposed pretrial order,
each party shall file and serve its opposition to any motion in limine. There shall be no
replies for motions in limine.
d. Pro se Cases. In pro se cases, the parties are not required to prepare joint pretrial filings
(but may do so jointly if feasible). Instead, within 30 days from the date for the
completion of discovery in a civil case or, if a dispositive motion has been filed, within 30
days of a decision resolving the motion, the represented party(ies) shall submit the
pretrial materials set forth in Section IV.b above. The pro se party shall file its own
Pretrial Statement. The pro se party’s Pretrial Statement need take no particular form,
but must be concise and contain:
1. a statement of the facts the party hopes to prove at trial;
2. a list of all documents or other physical objects that the party plans to put
into evidence at trial; and
3. a list of the names and addresses of all witnesses the party intends to have
testify at trial and the general subject matter of each witness’s expected
testimony.
The Pretrial Statement must be sworn or affirmed by the pro se party to be true and
accurate based on the facts known by the party. The pro se party must file an original
Pretrial Statement with the Pro se Office (see Section II(a)) and serve a copy on all other
parties or their counsel if represented. The original Pretrial Statement must indicate the
date a copy was mailed to the other party or that party’s attorney.
X. Courtesy Copies.
a. Filings. The parties should not submit courtesy copies of any motion papers, except for
cases regarding appeals of administrative agency determinations. Courtesy copies
should be double‐sided and placed in well‐organized three‐ring binder(s). Where
appropriate, the binder(s) shall be separated by tab dividers preceded by an exhibit list.
Courtesy copies must be provided no later than two business days after the filing.
b. Settlement Conference Materials. A courtesy copy of Ex Parte Settlement Conference
Summary Forms and Letters shall be submitted to the Court if the exhibits to the Letter
exceed 10 pages. Courtesy copies must be provided no later than one business day after
submission of the Form and Letter.
13
United States Magistrate Judge Ona T. Wang
Individual Practices in Civil Cases
Appendix A
Initial Pretrial Conference Topics List for Complex Cases
1. Proportionality assessment of “the needs of the case, amount in controversy,
the parties’ resources, the importance of the issues at stake in the action, and
the importance of the discovery in resolving the issues” (see Rule 26(b)(2)(C)
(iii)).
2. Possible limitations on document preservation (including electronically
stored information).
3. Appropriateness of initial disclosures pursuant to Rule 26(a)(1). Is there some
readily identifiable document or category of documents that should be produced
immediately in lieu of initial disclosures?
4. Possibility of a stay or limitation of discovery pending a dispositive motion.
5. Preliminary issues that are likely to arise that will require court intervention.
6. Discovery issues that are envisioned.
7. Proposed discovery including:
A. limitations on types of discovery beyond those in the Rules (i.e.,
waiver of interrogatories, requests for admission, expert depositions);
B. limitations on scope of discovery;
C. limitations on timing and sequence of discovery;
D. limitations on restoration of electronically‐stored information;
E. agreement to allow depositions of trial witnesses named if not already deposed;
F. preservation depositions; and
G. foreign discovery and issues anticipated.
8. Schedule (as appropriate and possibly excluding public agency cases) including:
A. date(s) for completion of discovery, including a protocol and schedule
for electronic discovery;
B. date(s) for dispositive motions;
C. date(s) for exchange for expert reports;
14
United States Magistrate Judge Ona T. Wang
Individual Practices in Civil Cases
D. date(s) for exchange of witness lists; and
E. date (s) for Joint Preliminary Trial Reports and Final Joint Trial Reports.
9. Issues to be tried, including ways in which issues can be narrowed to make trial
more meaningful and efficient; as well as whether there are certain issues as to
which a mini‐ trial would be helpful.
10. Bifurcation.
11. Class certification issues.
12. Whether the parties recommend that expert discovery precede or follow any
summary judgment practice.
13. Settlement/mediation and the timing of discussions about settlement.
14. Pleadings, including sufficiency and amendments, and the likelihood and
timing of amendments.
15. Joinder of additional parties and the likelihood and timing of joinder of
additional parties.
16. Expert witnesses (including necessity or waiver of expert depositions).
17. Damages (computation issues and timing of damages discovery).
18. Final pretrial order (including possibility of waiver of order).
19. Possible trial‐ready date.
20. Court logistics and mechanics (e.g., communication with the court, streamlined
motion practice, pre‐motion conferences, etc.).
15
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Read the court's own published rules for Hon. Ona T. Wang.
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