Hon. Stewart D. Aaron — Individual Rules of Practice
S.D.N.Y.
Courtroom: 11C
What Stewart D. Aaron's rules say, in the court's own words
Every answer below is copied exactly from the court's published page for this part. Nothing is paraphrased or inferred.
Which courtroom hears this part?
11C
“500 Pearl Street, Courtroom 11C”
What is the part's e-mail address?
Aaron_NYSDChambers@nysd.uscourts.gov
“Email: Aaron_NYSDChambers@nysd.uscourts.gov”
Full published rules for individual rules of practice
INDIVIDUAL PRACTICES OF
MAGISTRATE JUDGE STEWART D. AARON
Chambers Courtroom
Daniel Patrick Moynihan Courthouse
Daniel Patrick Moynihan Courthouse
500 Pearl Street, Room 1970
500 Pearl Street, Courtroom 11C
New York, NY 10007
New York, NY 10007
Email:
Aaron_NYSDChambers@nysd.uscourts.gov
Unless otherwise ordered by Judge Aaron or provided in the Local Rules of the United
States District Courts for the Southern and Eastern Districts of New York (the “Local Civil Rules”),
civil matters before him shall be conducted in accordance with the following individual practices.1
These practices are applicable to cases before Judge Aaron if the matter is within the scope of
the District Judge’s Order of Reference or if the parties consent to have the case before Judge
Aaron for all purposes pursuant to 28 U.S.C. § 636(c). Should the parties wish to have Judge Aaron
preside over their case for all purposes, the necessary form is available at:
https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf.
I. Communications With Chambers
A. Letters. In general, communications with the Court should be by letter, via
electronic case filing (“ECF”), without email or other copy to Chambers. Letters
may not exceed 3 pages in length, exclusive of attachments, which should be
kept to a minimum.
B. Pro Se Parties. By Standing Order, a pro se party must mail all communications
with the Court to the Pro Se Intake Unit located at 500 Pearl Street, Room 250,
New York, NY 10007. A pro se party may not call Chambers or send any document
or filing directly to Chambers. Submissions requiring immediate attention should
be hand-delivered to the Pro Se Intake unit. Any non-incarcerated pro se party
who wishes to participate in ECF must file a Motion for Permission for Electronic
Case Filing, available in the Pro Se Intake Unit.2 Any non-incarcerated pro se party
who wishes to receive documents by email instead of by regular mail may consent
to electronic service by filing a Pro Se (Non-Prisoner) Consent & Registration Form
to Receive Documents Electronically, available in the Pro Se Intake Unit.3
C. Requests For Adjournments Or Extensions Of Time. Requests to adjourn a court
1 Requests for reasonable accommodations on account of disability with respect to these rules may be
sent by email to Aaron_NYSDChambers@nysd.uscourts.gov.
2 A Motion for Permission for Electronic Case Filing may also be found at:
https://nysd.uscourts.gov/sites/default/files/2019-04/2012-prosemotionecffiling-final.pdf.
3 A Pro Se (Non-Prisoner) Consent & Registration Form to Receive Documents Electronically may also be
found at: https://nysd.uscourts.gov/sites/default/files/2018-06/proseconsentecfnotice-final.pdf.
conference or court proceeding (including a telephonic court conference) or to
extend a deadline must be made by Letter-Motion, after consultation with all
affected parties, and must state:
(1) the original date of the conference, proceeding or deadline;
(2) the number of previous requests for adjournment or extension;
(3) whether these previous requests were granted or denied;
(4) the reason for the present request;
(5) whether all affected parties consent; and
(6) if not, the reasons given for refusing.
If the requested adjournment or extension affects any other scheduled dates, a
proposed Revised Scheduling Order must be attached.
All requests for extension of a deadline must be made in advance of the deadline
to be extended. Absent unforeseeable emergencies, all requests for an
adjournment of a court conference or other court proceeding (including a
telephonic court conference) must be made at least 72 hours in advance of the
proceeding to be adjourned, and must include at least two proposed dates, on
which all counsel are available, for the adjourned proceeding.
D. Hand Deliveries. Where permitted by these Rules, hand-deliveries should be left
with the Court Security Officers at the Worth Street entrance of 500 Pearl Street
and may not be brought directly to Chambers. If the hand-delivery is urgent and
requires the Court’s immediate attention, ask the Court Security Officers to notify
Chambers that an urgent package has arrived that needs to be retrieved
immediately by Chambers staff.
E. Request For Device Orders. Attorneys’ use of electronic devices (including mobile
telephones, personal electronic devices, computers, and printers) within the
Courthouse and its environs is governed by the Court’s Standing Order M10-468.4
Counsel seeking to bring a device into the Courthouse shall submit a filled-in copy
of the Electronic Devices General Purpose Form 5 to the Court by e-mail
(Aaron_NYSDChambers@nysd.uscourts.gov) at least 24 hours prior to the
relevant trial or hearing. A request for a So-Ordered Device Order shall not be
filed on ECF.
4 Standing Order M10-468 is available at: https://nysd.uscourts.gov/sites/default/files/2018-06/standing-
order-electronic-devices.pdf.
5 An Electronic Devices General Purpose Form may be found at:
https://nysd.uscourts.gov/sites/default/files/2018-
06/Fillable%20Form%20for%20Electronic%20Devices%20General%20Purpose%20.pdf.
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II. Discovery Disputes
A. Requirement To Meet And Confer. No discovery dispute shall be heard unless the
moving party (including a non-party seeking relief) has first conferred in good faith
with the adverse party or parties by telephone or in person in an effort to resolve
the dispute. An exchange of letters or emails alone does not satisfy this
requirement. Counsel must respond promptly and in good faith to any request
from another party to confer in accordance with this paragraph.
B. Letter-Motion For Discovery Conference. If the parties have met and conferred
but cannot resolve their dispute, the moving party must request a discovery
conference with the Court, by Letter-Motion, as required by Local Civil Rule 37.2.
Letter-Motions may not exceed 3 pages in length, exclusive of attachments, which
should be kept to a minimum, and must clearly set forth the issues in dispute and
the relief sought. As part of the Letter-Motion, the moving party must certify that
the required in-person or telephonic conference took place between counsel for
the relevant parties and, in particular, must state:
(1) the date and time of such conference;
(2) the approximate duration of the conference;
(3) the names of the attorneys who participated in the conference;
(4) the adversary’s position as to each issue being raised (as stated by the
adversary during the in-person or telephone conference); and
(5) that the moving party informed the adversary during the conference
that the moving party believed the parties to be at an impasse and that the
moving party would be requesting a conference with the Court.
None of these requirements may be satisfied by submitting copies of
correspondence between counsel.
1. Briefing Schedule. Unless the Court has ordered otherwise or the parties
have agreed to a different briefing schedule, any opposition to a Letter-
Motion shall be filed within three business days of the moving letter, and
any reply shall be filed within one business day of the opposition. Letters
in opposition and replies may not exceed three pages in length exclusive
of attachments, which should be kept to a minimum. If the parties have
agreed to a different briefing schedule, they must so inform the Court,
either in the moving letter or as soon as agreement is reached. If the
Letter-Motion requests emergent or expedited relief, opposing counsel
are advised to file any opposition as promptly as possible.
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2. Courtesy Copies. Courtesy copies of Letter-Motions are not required
unless the attached exhibits exceed ten pages, in which case one courtesy
copy, marked as such, should submitted to Chambers promptly after filing.
Courtesy copies should be printed on double-sided paper, and should bear
the ECF header generated at the time of electronic filing and include
protruding tabs for any exhibits. Bulky materials should be neatly bound,
or placed in 3-ring binders, with appropriate dividers.
3. Redactions And Filing Under Seal Pursuant to Rule 5.2 Of The Federal
Rule of Civil Procedure. Rule 5.2 of the Federal Rules of Civil Procedure
describes sensitive information that must be redacted from public court
filings without seeking prior permission from the Court. These redactions
and/or sealing may be performed without Court approval.
4. Redactions And Filing Under Seal Through ECF. A party wishing to file a
Letter-Motion (or opposition or reply) that contains material claimed by
either party to require confidential treatment may file a redacted copy of
the document on ECF, removing or concealing such information only to the
extent necessary to safeguard information sought to be filed under seal.
At the time of filing, the party also shall contemporaneously file the
unredacted sealed document in the ECF system under seal, with the
redactions highlighted. The summary docket text, but not the sealed
document, will be open to public inspection and should not include
confidential information sought to be filed under seal. Both documents
must be electronically filed through the ECF system and related to the
motion.
Within three business days of the date the redacted document is filed, the
party filing the redacted document must file a letter on ECF in conformity
with the court’s standing order, No. 19-MC-00583, and ECF Rules &
Instructions, Section 6.6 seeking permission to file the document, or a
portion thereof, under seal. However, the parties are cautioned that the
designation of documents as “confidential” for discovery purposes does
not, without more, justify a sealing order. Thus, the letter must explain the
need to withhold the material at issue from the public record
notwithstanding the strong presumption of public access to “judicial
documents” under the First Amendment and the common law. See
Lugosch v. Pyramid Co. of Onondaga, 435 F.3d 110, 119-21 (2d Cir. 2006).
If a sealing request is based on another party’s designation of documents
or information as “confidential,” the parties shall confer and jointly submit
the request for sealing.
6 See Electronic Case Filing Rules & Instructions, U.S. Dist. Court S.D.N.Y. (July 24, 2023),
https://www.nysd.uscourts.gov/sites/default/files/pdf/ecf_rules/ECF%20Rules%2020230724%20TH%20
FINAL.pdf.
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If the Court does not approve the request for filing under seal, Chambers
will cause the unredacted sealed document to be unrestricted and
available on the public docket.
Any party unable to comply with the requirement for electronic filing
under seal through the ECF system, or who has reason to believe that a
particular document should not be electronically filed, must move for
leave of the Court to file in the traditional manner, on paper.
C. Discovery Conferences/Oral Argument On Letter-Motions. It is the Court’s
practice to hold a conference with the parties, where appropriate, to address any
discovery disputes raised by Letter-Motion. The Court will decide the discovery
dispute after the conference, based on the parties’ letters and matters discussed
during the conference, unless a party shows – by separate application – good
cause why more formal briefing is required.
Junior members of legal teams representing clients are invited to argue Letter-
Motions they have helped prepare. Firms are encouraged to provide this
opportunity to junior attorneys for training purposes. The Court is amenable to
permitting a number of lawyers to argue for one party if this creates an
opportunity for a junior lawyer to participate. The ultimate decision of who speaks
on behalf of the client is for the lawyer in charge of the case, not for the Court.
III. Motions (Other Than Discovery Motions)
For motions other than discovery motions, a pre-motion conference is not required. A
pre-motion conference may be requested by Letter-Motion where counsel believes that an
informal conference with the Court may obviate the need for the motion or reduce the issues in
dispute.
A. Briefing Schedule. Unless the Court has ordered otherwise or the parties have
agreed to a different briefing schedule, opposition and reply papers with respect
to formal motions will be due in accordance with Local Civil Rule 6.1. The parties
are strongly encouraged to agree on a reasonable briefing schedule before the
moving papers are filed. If the parties have agreed to such a schedule, they must
so inform the Court, either in the moving party’s notice of motion or by letter as
soon as agreement is reached. Should the parties thereafter agree to modify their
briefing schedule, they must promptly inform the Court of the new schedule by
letter.
B. Memoranda of Law. The typeface, margins and spacing of motion papers must
conform to Local Civil Rule 7.1, which requires all text to be in 12-point type or
larger, except for text in footnotes which may be 10-point type; all documents
must have at least one-inch margins on all sides; and all text must be double-
spaced except for headings, text in footnotes, or block quotations, which may be
single-spaced.
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Unless prior permission has been granted, memoranda of law in support of and in
opposition to motions may not exceed 8,750 words, and reply memoranda may
not exceed 3,500 words.7 These limits do not include the caption, any index, table
of contents, table of authorities, signature blocks, or any required certificates, but
do include material contained in footnotes or endnotes.
If a brief is filed by an attorney or prepared with a computer, it must include a
certificate by the attorney, or party who is not represented by an attorney, that
the document complies with the word-count limitations. The person preparing
the certificate may rely on the word count of the word-processing program used
to prepare the document. The certificate must state the number of words in the
document. To the extent the court permits a party to submit briefs longer than
these limits, and expresses those limits in pages, each additional page must not
contain more than 350 additional words if the brief is filed by an attorney or
prepared with a computer.
C. Courtesy Copies. At the time the reply is filed, one courtesy copy of all formal
motion papers, marked as such, shall be submitted to Chambers promptly after
filing by the moving party.8 Courtesy copies should be printed on double-sided
paper, three-hole punched and should bear the ECF header generated at the time
of electronic filing. Materials should be neatly bound in one three-ring binders (if
possible), with appropriate dividers and protruding tabs for any exhibits. The
spines of the binders should be labeled to include the name of the case, the case
number and the nature of the materials included in the binder. The non-moving
party must provide the movant with a set of its motion papers in time for the
movant to deliver all motion papers to the Court.
In the event that the courtesy copy would prove especially voluminous, counsel
shall jointly email Chambers for further guidance.
D. Oral Argument On Motions. Parties may request oral argument by letter. The
Court will determine whether argument will be heard and, if so, will advise counsel
of the argument date and time.
As with Letter-Motions, junior members of legal teams representing clients are
invited to argue motions they have helped prepare. Firms are encouraged to
provide this opportunity to junior attorneys for training purposes. The Court is
amenable to permitting a number of lawyers to argue for one party if this creates
an opportunity for a junior lawyer to participate. The ultimate decision of who
7 If the memoranda of law is filed by a party who is not represented by an attorney and is handwritten or
prepared with a typewriter, briefs in support of and in response to a motion may not exceed 25 pages,
and reply briefs may not exceed 10 pages.
8 If a party is proceeding pro se, one courtesy copy of all formal motion papers, marked as such, should be
submitted to Chambers by the non-pro se party at the time the reply is due.
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speaks on behalf of the client is for the lawyer in charge of the case, not for the
Court.
E. Redactions And Filing Under Seal. Filing under seal and redacting information not
covered by Rule 5.2 of the Federal Rules of Civil Procedure requires permission of
the Court. Unless otherwise ordered, any party wishing to file a document or
portion thereof under seal must do the following on or before the date on which
the relevant brief, declaration or other document is due: (1) file a redacted copy
of the document via ECF, from which the material claimed to require confidential
treatment has been removed or concealed; (2) file the unredacted sealed
document in the ECF system under seal. The summary docket text, but not the
sealed document, will be open to public inspection and should not include
confidential information sought to be filed under seal. Both documents must be
electronically filed through the ECF system and related to the motion; and (3) file
a letter on ECF seeking permission to file the document under seal and explaining
the need to withhold the material at issue from the public record notwithstanding
the strong presumption of public access to “judicial documents” under the First
Amendment and the common law. See Lugosch v. Pyramid Co. of Onondaga, 435
F.3d 110, 119-21 (2d Cir. 2006). If a sealing request is based on another party’s
designation of documents or information as “confidential,” the parties shall confer
and jointly submit the request for sealing. However, the parties are cautioned that
the designation of documents as “confidential” for discovery purposes does not,
without more, justify a sealing order.
If the Court does not approve the request for filing under seal, Chambers will cause
the unredacted sealed document to be unrestricted and available on the public
docket.
Any party unable to comply with the requirement for electronic filing under seal
through the ECF system, or who has reason to believe that a particular document
should not be electronically filed, must move for leave of the Court to file in the
traditional manner, on paper.
IV. Pretrial Procedures For Consent Cases
A. Applicability. The procedures set out below apply only to cases in which the
parties have consented pursuant to 28 U.S.C. § 636(c) to have all proceedings
before Judge Aaron, including trial.
B. Joint Pretrial Order. Unless otherwise ordered by the Court, the parties shall
submit to the Court for its approval a Joint Pretrial Order within 30 days after the
date for the completion of discovery, or, if a summary judgment motion has been
filed, within 30 days after the decision on the motion. The proposed Joint Pretrial
Order shall be signed by all parties and include the following:
1. The full caption of the action.
2. The names, addresses, telephone numbers (both office and cellular) and
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email addresses of each principal member of the trial team.
3. A brief statement by plaintiff (or, in a removed case, by defendant) as to
the basis of subject matter jurisdiction, and a brief statement by each other
party as to the presence or absence of subject matter jurisdiction,
including citations to all statutes relied on and relevant facts, such as
citizenship and jurisdictional amount.
4. A brief summary by each party of the claims and defenses that party has
asserted that remain to be tried, including citations to all statutes relied
on, but without recital of evidentiary matter.
5. With respect to each claim remaining to be tried, a brief statement listing
each element or category of damages sought with respect to such claim
and a calculation of the amount of damages sought with respect to such
element or category.
6. A statement by each party as to whether the case is to be tried with or
without a jury, and the anticipated number of trial days needed.
7. Any stipulations or agreed to statements of fact or law.
8. A statement by each party as to the witnesses whose testimony is to be
offered in its case in chief, indicating whether such witnesses will testify in
person or by deposition. Absent extraordinary circumstances, a party may
not call as a witness in its case in chief any person not listed in the Joint
Pretrial Order.
9. A designation by each party of deposition testimony to be offered in that
party’s case in chief, referencing page and line numbers, with any cross-
designations and objections by any other party. If there is no objection or
cross-designation, the Court will deem the opposing party to have waived
any such objection or cross-designation. Absent extraordinary
circumstances, a party may not offer in its case in chief deposition
testimony that is not listed in the Joint Pretrial Order.
10. A list by each party of exhibits to be offered in its case in chief. Each exhibit
shall be pre-marked (plaintiff to use numbers, defendant to use letters).
For each exhibit as to which there is an objection, the party objecting must
briefly specify, next to the listing for that exhibit, the nature of the party’s
objection (e.g., “authenticity,” “hearsay,” “Rule 403”). Any objection not
listed shall be deemed waived. Absent extraordinary circumstances, a
party may not offer in its case in chief any exhibit not listed in the Joint
Pretrial Order.
11. A proposed schedule by which the parties will exchange demonstrative
exhibits that the parties intend to use at trial, notify each other of any
objections thereto, consult with each other regarding those objections and
notify the Court of any remaining disputes.
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12. All other matters that the Court may have ordered or that the parties
believe are important to the efficient conduct of the trial.
C. Filings Prior to Trial. Unless otherwise ordered by the Court, each party shall file
15 days before the date of commencement of trial if such a date has been fixed
(or 30 days after the filing of the final pretrial order if no trial date has been fixed):
1. In jury cases, requests to charge and proposed voir dire questions, and
where applicable, a proposed special verdict form.
2. In nonjury cases, proposed findings of fact and statements of law. If the
parties believe it would be useful, they also may file in nonjury cases
pretrial memoranda, limited to 25 pages.
3. In all cases, motions addressing any evidentiary or other issues which
should be resolved in limine.
D. Marking Exhibits for Trial. At the commencement of trial, each party must provide
each other party, and the Court, with a tabbed binder or binders containing
double-sided courtesy copies of its trial exhibits and deposition designations.
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Read the court's own published rules for Hon. Stewart D. Aaron.
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